AI workflows for regulatory affairs.
Tracking the regulations and agencies that govern the business, and preparing what they require.
Who does this work
- Regulatory affairs manager
- Regulatory affairs specialist
- Regulatory analyst
Updated
Examples of the workflows identified
- Check a surplus lines placement file is completeIllustrative
- Compare a new regulatory requirement with current practiceIllustrative
- Prepare a reading brief for a new regulatory noticeIllustrative
- Prepare the regulatory watchlist digestIllustrative
The workflows identified
Marked illustrative: an example of the work, identified, with no workflow template yet.
Check a surplus lines placement file is completeGives the agency compliance lead a file index of broker credentials, diligent-search records, carrier evidence and filing receipts against the approved checklist.Illustrative · not built yet
Compare a new regulatory requirement with current practiceGives counsel and compliance a gap worksheet linking each requirement counsel supplied to the matching policy, inventory and evidence, with what is unresolved.Illustrative · not built yet
Prepare a reading brief for a new regulatory noticeGives the internal reviewers a sourced brief of a new regulatory order or proposed rule: issuing authority, dates, affected topics and open questions.Illustrative · not built yet
Prepare the regulatory watchlist digestGives compliance and counsel a dated digest of changes on the agreed watchlist, with source links, coverage gaps and questions.Illustrative · not built yet
Workflow templates
There is no workflow template for regulatory affairs yet: request one below and we build it with you.
Request this workflow
Tell us the regulatory affairs work you need and the team that does it, and we build the workflow with you from your own procedures.
Where to go next
All of compliance, risk and privacyEvery area of the function, with workflow templates and examples.Map your team in the PlannerPut this work in your plan, with the roles that do it.
Other areas of compliance, risk and privacy